Develop advisors and earn overrides – Rather than simply growing your business by getting more and more clients, our business model teaches you how to leverage your experience and your time by attracting and mentoring new advisors who are pursuing a career with Thrive. By investing in others you may earn a bigger and more consistent income. Attract other experienced advisors into our system – We have found that a lot of advisors are looking for “the right” opportunity to grow their business.
Build residual income into your practice – We constantly come across advisors who, despite being in the industry for many years, haven’t learned some best practices on how to build win-win relationships with clients through outstanding service and residual income. We believe the advisor-client relationship is critical and teach experienced advisors how to setup their clients and business for long term success.

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Independent Financial Advisors & Insurance Agents

Thrive Capital Management / Thrive Financial Services is looking to hire additional Independent Advisors to join our team. We empower our representatives by providing tremendous resources and support, which allows advisors to continue building and developing their client portfolio, ultimately securing a strong financial future for both the advisor and their clients.

The advisor will be provided with resources to maintain and grow their business utilizing the Firm’s proven sales model with access to their financial planning, investment and client servicing support.

This includes a robust marketing platform and access to all the below;

  • “Turn-key Sales System”: Marketing, Client Service and Back Office Support:
    Don’t have enough client face time? The firm wants you to do what you do best, and will handle all back-office, client servicing, compliance and marketing support.

    • 10-20 qualified leads per month.
    • Back office: Receive the Gift of Time! They solve all your compliance, technology, trading, new accounts, and marketing challenges. A strong fit for someone who wants a process and to have a succession plan.
  • A business model that works in favor of the DOL fiduciary rule:
    The DOL and regulatory rules, regulations and issues will make it very difficult for businesses under 200M AUM to survive.

    • Top Compliance department that’s ready to address your needs with timely follow-up and guidance.
    • As a Supervisory Financial Institution for FIA’s, they’re prepared to approve FIA’s with their new DOL software partner.
  • Training & Education: We teach you how to run an effective business. In the Brokerage world, most training is on product training and determining client suitability. The firm’s principles are actively building their books of business which allows them to train their advisors with actual utilized daily best practices, not yesteryears theories.
  • Tools to do the job, including;
    • Riskalyze- determine client risk tolerance.
    • Generational Vault – secure virtual vault for clients
    • BYALLACCOUNTS- client account aggregation tool
    • Proprietary CRM and Workflow process
    • Money Managers: Exclusive arrangements with money managers who do the tactical work freeing you up to be in front of your clients.
    • Concierge Transition Service: The Firm’s back-office transition team is ready to help bring your clients over efficiently helping you manage your time and business.

Our main focus is Advisor Development Support:

We want to help our advisors grow beyond what they thought capable by teaching/mentoring and partnering with them in our philosophy, systems, and procedures. We will help them build a business that is sustainable, compliant and successful for as long as they own their business.

Thrive offers highly competitive pay out/commission structure for the Advisor with strong percentage of the AUM and top contracts for all insurance based solutions.

Requirements:

  • Current client base with investable assets of $5MM +.
  • Series 65 License (or willing to obtain Series 65 within 45 days).
  • State Life Insurance License.
If you are a licensed financial professional and would like more information, please click below.
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